National Instrument 93-101

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Canadian securities regulators seek input on proposed business conduct rules for derivatives dealers and advisers

April 4, 2017 Alwin 0

The Canadian Securities Administrators (CSA) today published for comment Proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy. The proposed instrument establishes an investor protection regime for over-the-counter (OTC) derivatives markets […]